The Series 7 exam is your gateway to buying and selling a wide range of securities and offering investment advice. Passing this exam shows you have the skills and knowledge needed to work as a ...

Understanding the world of securities licenses can be overwhelming, especially when you’re trying to determine which license suits your career path in the financial services industry. If you’re ...

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Compare the SIE vs Series 7 exams, including content, difficulty, passing scores, yearly updates, and how to prepare.

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Did you know there are over 30 FINRA Series exams? All of them, except for the SIE, are named by number. And no, those numbers are not consecutive. 3, 6, 7, 63, 65, and 66 are some of the most common.

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Finra executive vice president of regulatory operations Susan Axelrod acknowledged that the agency is considering whether to post brokers' Series 7 scores on its BrokerCheck Web site available to the ...