LPL has taken a minority stake in the $40 billion RIA and OSJ Private Advisor Group, continuing a string of moves from broker ...

LPL Financial faces 10% advisor attrition following Commonwealth acquisition as Raymond James recruits 105 departing advisors ...

ANAHEIM, Calif., June 5, 2025 /PRNewswire/ -- Centaurus Financial, Inc. ranks No. 17 among independent broker/dealers in Financial Advisors' list of the top 40 in the United States. Centaurus has ...

Former independent broker/dealer with $1B in assets transitions to Cambridge Investment Research while maintaining leadership ...

Cambridge Investment Research has acquired Dempsey Lord Smith, integrating the Georgia-based firm as a fully owned enterprise ...

A large and important segment of the securities brokerage industry is composed of broker-dealers that classify their ...

Over the last three years, the independent broker-dealer channel has seen the most consolidation in the wealth management industry. That's allowed the largest firms to control a significant amount of ...

The Dow's climb to record levels is not likely to move many financial advisors back into SEC oversight, says NASAA's president. When it comes to regulatory matters, the fiduciary standard of care ...

BINAH Capital Group, Inc. (“BINAH” or the “Company”) (NASDAQ: BCG; BCGWW), a leading financial-services enterprise supporting independent advisors through its affiliated broker-dealers, today ...

The Insured Retirement Institute has publicly opposed the New Jersey Department of Labor and Workforce Development’s proposed redefinition of “independent contractors,” stating that the guidelines ...