Merrill Lynch is accusing Dynasty Financial Partners, Charles Schwab and a host of former advisors of running a “premeditated corporate raid” by luring a large, institutional-focused team out of the ...

The appointment puts Adam Little in charge of a footprint that includes six offices, about 300 employees and $44 billion in ...

The firm’s newest team is led by industry veteran Sidney Jones.

The U.S. Securities and Exchange Commission charged Harvest Volatility Management and Merrill Lynch on Wednesday for exceeding clients' predesignated investment limits over a two-year period. The two ...

Merrill Lynch has been ordered to reimburse customers approximately $1.5 million due to supervisory lapses that led to avoidable fees on more than 2,000 accounts. In an AWC published Monday, Finra ...

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Worst management move: A $2.3-billion third-quarter net loss and $8.4 billion, mostly in sub-prime and CDO write-downs. It was a record-breaking year for Merrill Lynch. The firm recorded the worst ...

Merrill Lynch Wealth Management said Friday said it has revised its roster of senior leadership, almost two months after former head Andy Sieg announced at the end of March that he was leaving the ...

Bank of America bought investment bank Merrill Lynch at the depths of the financial crisis. Executives had planned a rebranding campaign that would have eliminated Merrill Lynch's iconic bull logo.

Adam Little leads a team of 150 financial advisers and approximately 300 total employees across six Western Washington ...