As Veritant works to restore confidence in its lists following a payment scandal, the company is hopeful all the big firms ...

Reports from DeVoe, Piper Sandler, and Fintrx show a lighter Q3 deal market, but see no signs of slowing among capital-backed ...

SaaS platforms that don’t adapt and continue to charge flat, subscription-based fees will soon face a winnowing.

State regulators are fining Wells Fargo and Merrill Lynch over allegations that they charged unreasonable commissions on ...

Valla Wealth is operating as a DBA of The Invictus Collective, a Dynasty-backed RIA, using the RIA’s proprietary tech stack ...

Triad Partners' Brad Johnson talks to the firm's CCO and CTO about Claude for Financial Advisors and when it's right to ...

SEI, a $2 trillion asset manager and tech provider to RIAs, has brought on industry veteran Kristie Edling-Day to handle ...

Eden Ovadia, is co-founder and CEO at FINNY, the AI-powered prospecting and marketing platform built specifically for ...

CEO Rick Wurster said Schwab Wealth Advisory is a growth opportunity, with 37% of clients willing to pay for advice.

In addition, T.D. Bank appoints a new U.S. wealth head, MAI Capital hires a former Barron’s editor, and EP Wealth hires an advisor from Curi RMB Capital.

While other units within the wirehouses struggled, the wealth divisions at Morgan Stanley and Merrill Lynch saw double-digit ...

Hoge-Barrett Group, led by Brett Hoge, manages over $3 billion in assets and marks Captrust's seventh North Carolina office.